Score breakdown

OpenAI o1 System Card

paper-0196 · paper · 2024

OpenAI

Primary technical report for a notable AI model (verified primary source).

Abstract

The o1 model series is trained with large-scale reinforcement learning to reason using chain of thought. These advanced reasoning capabilities provide new avenues for improving the safety and robustness of our models. In particular, our models can reason about our safety policies in context when responding to potentially unsafe prompts, through deliberative alignment. This leads to state-of-the-art performance on certain benchmarks for risks such as generating illicit advice, choosing stereotyped responses, and succumbing to known jailbreaks. Training models to incorporate a chain of thought before answering has the potential to unlock substantial benefits, while also increasing potential risks that stem from heightened intelligence. Our results underscore the need for building robust alignment methods, extensively stress-testing their efficacy, and maintaining meticulous risk management protocols. This report outlines the safety work carried out for the OpenAI o1 and OpenAI o1-mini models, including safety evaluations, external red teaming, and Preparedness Framework evaluations. [OpenAlex]

Academic, score -0.2178

MetricStatusValueNorm.WeightContributionSourceConfidenceLicenseProvenance
citation_countpresent38.00.0001670.58.3e-05OpenAlexhighOpenAlex, CC0 metadatalink
library_holdingsmissingrecorded as missing, penalized by rule, never imputed−0.1recorded as missing; penalized by rule, never imputed
readership_persistencepresent3.00.1428570.050.007143OpenAlexmediumOpenAlex, CC0 metadatalink
syllabus_adoptionsmissingrecorded as missing, penalized by rule, never imputed−0.125recorded as missing; penalized by rule, never imputed

Broad Influence, score -0.1428

MetricStatusValueNorm.WeightContributionSourceConfidenceLicenseProvenance
citation_countpresent38.00.0001670.23.3e-05OpenAlexhighOpenAlex, CC0 metadatalink
library_holdingsmissingrecorded as missing, penalized by rule, never imputed−0.125recorded as missing; penalized by rule, never imputed
readership_persistencepresent3.00.1428570.40.057143OpenAlexmediumOpenAlex, CC0 metadatalink
syllabus_adoptionsmissingrecorded as missing, penalized by rule, never imputed−0.075recorded as missing; penalized by rule, never imputed

Governance Practitioner, score -0.3107

MetricStatusValueNorm.WeightContributionSourceConfidenceLicenseProvenance
citation_countpresent38.00.0001670.254.2e-05OpenAlexhighOpenAlex, CC0 metadatalink
library_holdingsmissingrecorded as missing, penalized by rule, never imputed−0.15recorded as missing; penalized by rule, never imputed
readership_persistencepresent3.00.1428570.10.014286OpenAlexmediumOpenAlex, CC0 metadatalink
syllabus_adoptionsmissingrecorded as missing, penalized by rule, never imputed−0.175recorded as missing; penalized by rule, never imputed

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